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State and Polity

 

The State

Its Characteristics

The state is the most powerful, supreme and the sovereign institution where human beings live together for any length of time, we find organisation and authority. And where we find organisation in authority, there we have the nucleus of 'State'.
Anarchy: Dictum: Might is Right

 

Origin and use of Word

In the hoary past, the State was called by the name 'polis' and 'civitas' whose literal meaning is 'City State'. But modern age is period of 'Nation State'. The word State has been derived from the 'Latin word' Status which means the social status of an individual, a group or a class. Thus, in its literal meaning, the status of the 'State' is highest of the other organisations.

 

In the modern times, Machiavelli, the eminent political scientist of Italy, was the first to use the word 'State' in his classical work 'The Prince' published in 1523. Explaining the meaning of 'State', Machiavelli states: "All the powers which had and have authority ever, men are State and are either monarchies or republics.

 

Elements of State

Population, Fixed Territory, Government, Sovereignty

 

Yet, another classification is:

Personal element 2)Physical Element 3) Political Element 4) Spiritual Element

 

Population: 1st most important one, Size of population: China [High], Vatican city [Very less] Rousseau: Direct democracy

Reasonable population: to fulfil basic need: 3 types: Subject, Alien citizen. Quality: ~progress: literate/ illiterate. Groups: Old/ Young, Skilled or unskilled

 

Fixed Territory: assemblage of people at an area. Meaning of territory, Size of territory, Nautical miles, big/ small

San Marino: 61 sq Km, Monaco: 1.49 lakh sq Km, Naroo: 21 sq cm, Vatican 0.49 sq Km

Pros of small: Easy security, handling easy. Cons: Land resources: less or no, area of work

Nature of territory: Soil, vegetation, fertile or not: tropical, temperate, decideous

Demographies: Hills, Plateau, Plains

 

Govt: 3rd most important one. The state organises its people, expresses the will of the State and makes people obey its will

Parts: LS, RS, Prez. Types: Prez. Or Parliamentary. Form: Representative, Federal, unitary, Aristocratic, Monarchy etc

3 organs: Legislative, Executive, Judicary. Grass Root: Urban areas or Rural Areas

 

Sovereignty: Most important

Internal or External one

 

Other Characteristics

Unity, Continuity, International Recognition, Equality, Permanence, All Comprehensiveness

All Comprehensiveness: all come under one supreme jurisdiction of the State

 

Which is most important? Sovereignty Emergence how explain

 

Are following States?

Punjab, Harayana, N. York: Federal Units

UN: International organisation: Association of States: No sovereignty

Commonwealth -do-

Bangladesh: State (1971 Dec), Israel

Sikkim: 1975 Federal Unit

Delhi: National Capital Territory: 69th Constitutional Amendment, 1991
 

Sovereignty

 

 

Limitation of sovereignty

 

Natural Rights

Natural Laws

Religion

Constitution

Conventions

Customs

International Law

Conventions

Public Opinion

Limitation put by different Associations

 

Meaning, Attributes, types, Monistic and Pluralistic theory
 

Two aspects of sovereignty: Internal Sovereignty: Residents of the State, External Sovereignty: Wrt UN, conventions
 

Meaning: Prof Garner: in sovereignty the distinctive attributes or characteristics are permanence, exclusiveness, all comprehensiveness, inalienability, inprescriptability, indivisibility, absoluteness, illimitability.

 

Types, kinds, forms of sovereignty:

1)Nominal/ Titular Sovereignty

2)Real Sovereignty

Legal Sovereignty

Popular Sovereignty

Political Sovereignty

De Facto

De Jure

 

 

 

Legal Sovereignty

Political Sovereignty

Popular Sovereignty

Absolute/ certain

Ambiguous

No Legal Sanctions

Determinate control, sanctions, clear

Based on the public opinion (popular Sovereignty)

Based on Public opinion

Impact: Lawfulness, Judges

Political Parties

General Presumptions, People will

 

Nominal or Titular Sovereignty: Is the person who himself does not exercise the supreme power but in whose name the power is used. The head of the State in the 'Parliamentary form of Govt' is nominal head. King/Queen: UK, Prez of India, Gov General (canada)

They only give advice: Yes/ No a/c to sweet will of people.

Real sovereignty: He who himself uses the Supreme power of the State and all the citizens obey his command. Eg: American Prez, PM Modi + COM: Vested with all executive powers. Prez nominates one bcuz rather than Prez working all executive controls given to him

De jure and De facto sovereignty: De Jure: Pres, De Facto: PM
 

Theory of Limited Sovereignty (Monistic*)

Absoluteness is one of the very important characteristic of sovereignty. But some control that constitutionally a Sttae may be absolutely powerful but in practice it cannot act dictatorially.

 

Criticism of Theory

There is nothing like 'Natural Rights'

Natural Rights do not limit power of State

Religion is no limitation on the 'State'

Respect of customs and conventions depends on the will of the peopl

Limitation of international law, international treaties

Association are not sovereign

Constitution doesn't ban 'State Sovereignty'

State doesn't bother about Public Opinion

 

Conclusion: The limitation depends on the sweet will of the State. Sovereign limitation is futile. State is absolute sovereign.

Theory/ practical: State is absolutely sovereign but in practie it has to respect limitations of the State. No one can live in isolation these days. Cannot ignore international laws and treaties.

 

PLURALISTIC

 

Meaning: Maitland: Father of the Pluralistic Theory

 

Characteristics

Emphasis on decentralisation

Based on principle of division of labour

Recognise the value of different associations

 

State is one association among others

 

State is one association among others

Social, economic, political, cultural needs

Superior? Not at all

Loyal not merely to the State but pay allegiance to various economic, social, religious associations

Jurisdiction of State should be limited to the political function only

Various associations are just as equal

End of Anarchy or Marxist

Oppose concentration of powera

History also substantiates concentration

Pluralistic are critics of Austin's view about the law

Don't obey law because of fear of sovereign

Morality, Religion, Customs, Conventions, roles and Regulations

 

Thus, Sovereignty is externally limited and internally limited

Criticism

Only State can settle disputes of various associations

This theory is dangerous

State is externally sovereign

Man will come under the control of various associations

Wrong and narrow view of State

Law not independent of State's Authority

Different association: Bad purpose

Pluralists leads to anarchy

Fixed boundaries

Impractical theory

False fear of State sovereignty

State externally sovereign

Impracticable to divide sovereignty

Lack of uniformity among views of Pluralists

Co-ordinates man's life

Save the 'State' from external invasion

Political SystemAQ

The Following are the characteristics of a system:
  - A system is comprised of different parts

Different parts of a system are interdependent on each other

Various parts of a system have the ability to influence each other

A system has its own boundaries

A system has sub-systems

Every system has the feature of wholeness

Every system has the ability to work as a unit.

 

David Easton

Political system is a set of interactions

It is a part of the social system

It possesses authority by which it can enforce its will on others

 

JC Plano and Robert E. Riggs

It is universal in ikts reach extending for all members of the soiety

A substantial probability of compliance

It claims, ultimate control over the use of physical oerion

It is right to make binding decisions is accepted as legitimate

Its right to make binding decisions as legitimate

Its decisions are authoritative bearing, the force of legitimacy

 

Characteristics of Political System

Persistent pattern of human relations

Use of legitimacte force

Universality

Comprehensiveness

Universality of political structure

Sub systems and dependence

Existence of boundaries

Adaptability

Multi-Functionality of politcal Structure

Mixed character

        

A: Input functions

 Political Socialisation and Recruitment

Interest Articulation

Interest Aggregation

Political Communication

 

B: Output functions

 Rule Making

Rule Application

Rule Adjudication function

 

Robert A. Dahl

"Modern Political Analysis"

 

Features

Uneven control on political resources

Quest for political Influence

Uneven distribution of political influence

Persuit and resolution of conflicting interests

Acquisition of legitimacy

Development of Ideology

Impact of other political systems

Change is inevitable

 

Main Structures of Political System

 

Universality of Political System/ Structures:

 Such structures include formal and informal institutions such as legislature, head of State, interest groups and political parties and sub-systems of political systems etc.

 

Formal: Legislation, Executive and Judiciary
Informal: Pressure groups, interest groups and political parties

 

David Easton

 

Political Community

Regime

Authorities

 

Political Community: A group of persons having common pursuits and efforts, try to resolve their problems and conflicting viewpoints

Regime: Resolves and settle all political debates

Authorities: The ruling groups, which has the legal rights to run state administration. The responsibility to fulfil the demands of the political community.

Environment of political system: David Easton

Intra-Societal Envt: Religious Groups, Interest groups

Extra-Societal Envt: International Organisations, Int'l law, Constitutional System

 

David Easton: INPUT= similar to Sugar mill, requires sugarcane, electricity, oil, water, raw material for its operation

Input in the form of Demands

Input in the form of Support

 

Input in the form of Demand:

Allocation of goods and Services: Reasonable wages, working hours, educational opportunities, recreational facilities, promotion of means of transports

Regularisation of Behaviour: Security of public life, marriage/ divorce, health and sanitation measures

Participation in Political system: Such as right to vote, right to public or govt services, right to petition, right to form association etc.

 Communication and Information: Framing of ideologies/ decision making, seeking information from the elites, display of authority by the political system at the critical or ceremonial occasions etc.

 

Input in the form of Support

Material Support: payment of taxes, recruitment opportunities, recruitment in military services etc.

Obedience Support: obedience of laws framed by political system for the purpose of regularisation of public life.

Participatory Support: David Easton, includes voting, political debate and discussion and other similar political activities.

Attention and Respect Support: Respect for public info, public authority, symbols, ceremonies etc.

 

CONVERSION PROCESS

Every political system is provided with Input Demands and Input Support as the 'raw material' which converts into decisions or policies in form of outputs. This whole process is called 'Conversion Process'.

Efficiency and source of political system. Convert inputs into outputs, that's why all demands not accepted.

 

OUTPUTS: Extraction, Regulation of Behaviour, Allocation of Goods and Services, Symbolic Output

 

Extraction: in accordance with the demands or not. Not every demand needs to be fulfilled. Sometimes the demands opposed, decisions just opposite to what people expected. Pol system supreme to implement decisions. It becomes to accept them. Inform of tributes, taxes and personal services.

Regulation of Behaviour: Regulate behaviour in an organised society, necessary to accept rules and regulations,

otherwise might is right: Jungle rule

Allocation of Goods and Service: Food, shelter and clothing, more and more goods and services.

Symbolic Output: basis, India is one though many religions.

 

ALMOND: Input functions and Output functions

 

Input Function

Output Function

Political Socialisation and Recruitment

Interest Articulation

Interest Aggregation

Political Communication

Rule Making

Rule Application

Rule Adjudication

 

Input function: Political socialisation: Forms and expressions, when people informed about achievements and failure of govt.

Input Articulation: In every political system, the people have some demands, interests or goals. The process for presenting them to the decisions making power inter-alia govt is called interest articulation.

Means of interest articulation finds its outlets in written petitions, political meetings, newspapers and magazines, protest meetings, strikes etc. Sometimes, the means of articulation turn to violent methods such as damaging or setting flames, public property, taking out violent demonstartions, killing of political leaders etc. are resorted.

Interest Aggregation: The different interest groups claim upon the political system for the fulfilment of such demands. As such, the process by which all such different demands are combined or aggregated and common policies for the realisation are evolved is known as Interest aggregation.

Political Communication: Helpful in framing policies, Info from govt'al and non-govt'al organisations.

 

Political Communication is a two way street: The Govt wants to know the people actually want and on the other hand, wants to communicate to the people, the policies framed by it for the promotion and fulfilment of their interests. [formal+informal]

Radio, TV, Newspaper, Magazines, Political parties, Public rallies, departments, Parliamentary discussions, Political leaders etc.

 

OUTPUT

Rule Making: determines and regulates the relationship with individuals w/o making it anarchy, need rise, new rules by parliament.

Rule Application System: Civil servants, Bureaucracy, helpful in maintaining the impact of political systems, executive function

Rule Adjudication: Good or stringent, adequate mechanism in case of breach, compensation, independent judiciary, impartiality etc.

Liberalism

 View of John Locke: British: Two Treatise of Govt: Right to life, freedom, property, natural rights

Views of Rousseau: French Liberty, Equality and Fraternity. French Rev, General Will [Romanticism]

Views of Montesquieu: French, Separation of power, bitterly opposed the despotism, tyranny, he was an advocate of equality, equal rights, personal freedom, freedom of religion, justice, tolerance, individuality or humanity

Views of Bentham: Utilitarianism, Maximum happiness, minimum pain; decentralisation, protection of general interest of people, reformative punishment

JS Mill: 19th century British Philosopher, Liberalism in a systematic manner, minimum state interference, strongly pleaded of thought and expression forming institutions etc. Representative government

General functions of Political System

-Growth of the capabilities of system

-Conversion Process

-System Maintenance and adoption function

Meaning and Scope/ Relations

Scope of Political Science:
 

  • Study of State: Prof. Gettel says: PS study of past of the State, Study of Present of the State, Study the Future of the State.
  • Study of Govt: parliamentary, presidential, federal, unitary, democratic, dictatorial govt etc
  • Study of International Relations and International Organisations: UNHRC, SAARC, ASEAN, WHO, WB, ILO, FAO, IMF, EU, G8, G7, WTO
  • Study of the behaviour of Individual
  • Study of political ideologies: Individualism, Utilitarianism, Communism, Socialism, Fascism, Gandhism etc. Plato, Aristotle, Bodin, Hobbes, Rousseau etc.
  • Study of Controversies and Conflicts
  • "Where there is politics, it is said, there is controvery where no issue are being debated, politics does not exist."
  • Study of decision making process
  • Study of the authoritative allocation of values
  • Study of consensus and co-operation
  • Study of leadership
  • Study of political parties
  • Study of electoral system
  • Study of political influence: interest groups, students, teachers, labour unions, pol parties, pressure groups
  • Study of comparative politics and Govt.
  • Study of rights and duties
  • Study of political Systems
  • Study of power, rule and authority
  • Study of political socialisation
  • Study of constitutional systems
  • Study of law
  • Study of political thought: Socrates, Greek etc.

 

Significance

Significance or utility of the study of political science

  1. It makes an ideal citizen
  2. It gives knowledge about the 'State'
  3. It gives knowledge about the Govt
  4. Helpful for the success of Democracy
  5. It gives us knowledge of rights and duties
  6. It gives us knowledge about the ideologies
  7. It helps in the formation of healthy political parties
  8. Helpful to solve the problems of the country
  9. Knowledge about the governmental systems of different countries
  10. Brings efficiency in the Administration
  11. Useful during emergency
  12. Its study creates social spirit and civic virtues
  13. Rights, duties, liberty, equality, State, Govt., law
  14. Knowledge about law and legislation
  15. It gives knowledge of various associations
  16. Enables us to understand new concepts
  17. Its study is useful for students
  18. Its study is useful for Indians
  19. Helpful in creating civil virtues and social spirit
  20. Knowledge about Int'l organisations
  21. It helps us to establish world peace

Conclusion

On  the basis of discussion given behind, it becomes very cleear that the study of polscience is more important than the study of any other subject. It broadens the outlook of an individual and enables him to understand day-to-day problems. All this helps to make a perfect citizen.

 

 

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